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About FINRA

Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY is a not-for-profit organization that oversees
https://www.finra.org/about - Details - Similar

Frequently Asked Questions | FINRA.org

FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
https://www.finra.org/rules-guidance/guidance/faqs - Details - Similar

FINRA Systems | FINRA.org

The FINRA Entitlement Program provides a secure way to access participating Web-based systems with a shared entitlement service.
https://www.finra.org/filing-reporting/entitlement/systems - Details - Similar

FINRA Manual | FINRA.org

The FINRA Manual keeps investment professionals up to date on all our official regulations. It outlines FINRA’s unique rules and guidelines, as well as our current corporate organization. It consists of two main componen
https://www.finra.org/rules-guidance/rulebooks - Details - Similar

Contact FINRA

If you have any issues or questions, please reach out to us.
https://www.finra.org/contact-finra - Details - Similar

FINRA Rule Consolidation | FINRA.org

FINRA is working toward a new consolidated rulebook, which seeks not only to harmonize and streamline existing rules, but also to give consideration to the rapidly evolving nature of the securities business and the broad
https://www.finra.org/rules-guidance/rulebook-consolidation - Details - Similar

FINRA Data

Our member firms have routinely identified flexible access to data and FINRA analyses as a critical need when striving to avoid regulatory issues and lower regulatory costs. FINRA Data provides centralized access to the
https://www.finra.org/finra-data - Details - Similar

Notices | FINRA.org

FINRA publishes Notices to provide firms with timely information on a variety of issues.  To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
https://www.finra.org/rules-guidance/notices - Details - Similar

Media Center | FINRA.org

FINRA s latest news releases, podcasts, reports and studies, and more.
https://www.finra.org/media-center - Details - Similar

Adjudications Decisions | FINRA.org

When FINRA determines that violations of securities rules have occurred and formal disciplinary action is necessary, the Enforcement Department files a complaint with the Office of Hearing Officers (OHO). The Office arra
https://www.finra.org/rules-guidance/adjudication-decisions - Details - Similar

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